nsf sbir phase ii review timeline

Successfully launched two award-winning robotic end-effectors in compressed timeline. U44: Cooperative Small Business Awards. The eligibility to submit a Phase II proposal is based on the start date of the corresponding NSF Phase I SBIR/STTR award. Fund via an SBIR Phase I. The SBIR… Catalog of Federal Domestic Assistance (CFDA) Number: 11.620, Science, Technology, Business and/or Education Outreach. National Science Foundation site for submitting and reviewing proposals. Phase II to Phase III Commercialization Benchmark. COVER SHEET FOR PROPOSAL TO THE NATIONAL SCIENCE FOUNDATION. SBIR/STTR programs do not accept “unsolicited” proposals. More than 60 percent of Phase II survey respondents reported additional investment funding. Small Business Innovation Research (SBIR) Program – Phase II. Duration: Phase II 24 mos. Small businesses that are selected for award must complete this certificate at the time of award. The FY21 NSF ACSA cohort will go through a slight paradigm shift. Hosted by UC Riverside EPIC SBDC – SBIR/STTR Resource Center Two Part Series: Part 1: Wednesday, April 15 11:00 a.m. PST Register Here Part 2: Wednesday, April 22 11:00 a.m. PST Register Here The federal SBIR/STTR program is viewed as the leading resource for many small businesses looking for seed capital and commercialization support. All Phase I awardees for a given topic will receive notice of when to submit a Phase II proposal. However, the research plan for a Phase I proposal is limited to 6 pages, while Phase II research plans are limited to 12 pages. Solicit & Eval Phase I ($150k) Ph II Invite & Eval Phase II ($1M) Ph II Enhancement Phase III Begin Project Interface with PEO/PM & Prime Define Risk & Opportunities . §638(r). This Small Business Innovation Research (SBIR) Phase II project will develop roll-to-roll printed passive matrix (OLED) displays. The gated process has three phases. NIEHS Total SBIR/STTR budget. There is flexibility. Deadline Dates: dates after which proposals will not be accepted for review by NSF.The deadline date will be waived only in extenuating circumstances. Applicants considering a requested budget greater than $256,131 for Phase I and $1,680,879 for Phase II (total funding support) are strongly encouraged to contact NINDS SBIR / STTR program staff at least a month before submitting an application. 2017) case opinion from the US Court of Appeals for the Eleventh Circuit In December 2011, Congress reauthorized the SBIR/STTR programs for an additional 6 years, 13 with a number of important modifications. Phase III … Fast Track. All proposals submitted to the NSF SBIR/STTR program undergo a rigorous merit-based review process. nsf sbir review timeline, APPROVAL: Regulators review the complete trial results and plans for a vaccine's manufacturing, and decide whether to give it full approval. to bring the innovation to market; ... (NSF) to offer the NSF Innovation Corps program (I-Corps™). For more information about personal financial assistance benefits, please visit Benefits.gov. Branch: N/A. Phase II. Such a deviation only may be authorized in accordance with NSF GPG Chapter II.A. An ex-Air Force contracting officer and certified technical training instructor, she has developed NASA SBIR Phase II Selections. All SBIR/STTR Phase I awardees with Phase I start dates between December 4, 2018, and December 4, 2019, will have a three-month extension to submit their Phase II proposal. The NSF Approach. AntiCancer, the San Diego-based biotechnology company, was awarded Phase I and II SBIR grants and contracts that have led to the commercialization of three cancer research tools: MetaMouse®, AngioMouse®, and OncoBrite®. Provided early-stage financial support for high-risk technologies with commercial potential The company has received SBIR Phase I and Phase II awards from NSF. Even though the next deadline for Phase II proposals isn’t until February of 2021, I’m going to use this thematic moment to talk about a common shortcoming of commercialization plans for Phase II proposals – financial projections. The awards will provide approximately $105 million to 127 small businesses located across 34 states and Washington, D.C. Read More Karen leads MTI’s Technical Assistance Program (TAP). For this part of the assignment you should copy/paste that content onto a new page lower down in the same google doc. National Science Foundation: Discovery Research K-12 (#1908159). Reminder: Federal agencies do not publish personal financial assistance opportunities on Grants.gov. Minimum of 30% of the effort must be performed by a non-profit research institution. Depending on the agencies, about 15 percent of companies that apply for SBIR/STTR Phase I are approved on the first attempt. These displays are built upon a patterned transparent conductive anode that defines the pixels. Tuesday, January 5, 2021 11:59pm ET . Start by applying for a Small Bet (Phase I SBIR contract) on the Defense SBIR/STTR Innovation Portal (DSIP). through Phase I and Phase II SBIR and STTR grants from the NSF, NIH, and DOE. • Third-party validation is provided by the requirement that companies match Phase IIB funds at least 2:1 • The maximum size of an NSF Phase IIB award is $500,000. SBIR/STTR Phase Numbers of Applications Reviewed Numbers of Applications Awarded Win Rate Total Funding 2014 SBIR Fast Track 328 71 21.6% $17,054,967 2014 SBIR Phase I 3622 652 18.0% $144,793,079 2014 SBIR Phase II 566 229 40.5% $170,387,226 2014 STTR Fast Track 60 5 8.3% $1,082,086 2014 STTR Phase I 788 160 20.3% $35,828,877 SBIR/STTR Budgets by Agency, FY 2013 Agencies with SBIR and STTR Programs Department of Defense (DOD) $ 1.0 BNSF Department of Health and Human Services: National Institutes of Health (NIH) $697.0 M Department of Energy (DOE), including ARPA-E $183.9M National Science Foundation (NSF)NIH $153.0 M National Aeronautics and Space Administration Check the NSF SBIR grant proposal call for what should be included in this pitch. ORSP manages pre-award and some post-award research activity for U-M. We review contracts for sponsored projects applying regulatory, statutory and organizational knowledge to balance the university's mission, the sponsor's objectives, and the investigator's intellectual pursuits. NSF Seed Fund is a grant so they take no equity in your company. Grants for later … USA v. Craig D. Near, et al, No. Phase I awards range from $50,000 to $200,000 for one year, and Phase II awards are generally $750,000 for two years. 60% to 80% of direct costs. You own: 11%. Important: You should leave the comments from your original summary page sections as is. You own: 17%. Phase II Commercialization Phase III Competing Renewal Award Phase IIB SBIR/STTR Phase II awardee Technologies that require extraordinary time/effort to develop, and often require FDA regulatory approval Awards up to $1M/year for up to 3 years IC must accept … Phase III: During Phase III SBIR funded companies sell their solution to the government. Allocation depends on incoming proposal quality • Awards (grants) – Phase I: Technology Proof of Concept • $150,000 SBIR, $225,000 STTR • 6 months SBIR, 1 year STTR and supplementary awards. Each of them are experienced with NIH budget development and financial rules. Funding gets awarded competitively for only Phases I and II of the SBIR Program: Phase I awards projects up to $243,500 for approximately 6 months to support exploration of the technical merit or feasibility of an idea or technology. Roland Tibbetts initiated an NSF program to support small businesses. Phase III is commercialization and is not funded by SBIR/STTR. Funding is based on the results achieved in Phase I and the scientific and technical merit and commercial potential of the project proposed in Phase II. Chance of winning is greater when partnering with top-tier allies. Hosted by UC Riverside EPIC SBDC – SBIR/STTR Resource Center Two Part Series: Part 1: Wednesday, April 15 11:00 a.m. PST Register Here Part 2: Wednesday, April 22 11:00 a.m. PST Register Here The federal SBIR/STTR program is viewed as the leading resource for many small businesses looking for seed capital and commercialization support. No SBIR funds support this phase, but with some agencies, Phase III may involve follow-on non-SBIR funded R&D or production contracts for products, processes, or services intended for use by the U.S. Government. The objective of Phase II is to continue the R&D efforts initiated in Phase I. For STTR the small business must have a research institution* as a partner and the small business must perform 40% of the R&D in Phase I & II. Typically, only Phase I awardees are eligible for a Phase II award. Notice of Funding Opportunity (NOFO) ANNOUNCEMENT. Minimum of 2/3 of the effort must be performed by small business. Phase II: During Phase II SBIR funded companies have to develop and deliver a prototype solution to the need in the SBIR. Grant awards range from $50,000 to $250,000 for Phase I research completed over six months under SBIR or one year under STTR. 5137, enacted in Public Law 112-81, the National Research Council is to review the Small Business Innovation Research and Small Business Technology Transfer (SBIR/STTR) programs at the Department of Defense, the National Institutes of Health, the National Aeronautics … Applications Due. By ScienceDocs Academic and SBIR Grant Writer Dr. Lubman As you navigate NIH’s grant submission system, you will quickly realize that your proposal’s fate lies in the hands of three reviewers assigned to your application by the specific institute, for the expertise they have to evaluate your grant. While prior cohorts have focused on an immediate rampway into the Project Pitch process, the FY 21 NSF cohort will require approved applicants to attend a Project Pitch development workshop before the start of the 12-week program (tentatively scheduled for May 12th). 24 mos. Additional funding for STTR and SBIR may be provided under NSF’s Phase IB program, which matches funding provided by a third party with up to $30,000 more in NSF funds. Solicitation Topic Code: R. Solicitation Number: N/A. NIH Paylines & Resources – Grant Q&A & advice. Also, keep in mind that if you plan to license your IP to another – intellectual property protection is very important. REVIEW PROCESS TIMELINE The NSF Seed Fund is a Small Business Innovation Research (SBIR) initiative which provides seed funding for startups that work on innovations with promise of commercial and societal impact. Since joining Hanover in 2019, Michelle has helped clients secure over $2.25 million dollars.Her work isfocused on providing in-depth review and revision for a broad range of faculty proposals to … 1+ Years 4 Years . The Phase II submission deadline will be extended by three months to be 27 months (rather than 24 months). "The Commercialization Competition came at a critical time in the company’s development. Start by applying for a Small Bet (Phase I SBIR contract) on the Defense SBIR/STTR Innovation Portal (DSIP). The DoD does not issue separate SBIR or STTR program announcements for Phase II. Tuesday, December 8, 2020 5:00pm ET . I will continue to update the NIH Paylines and Resources page, which is where all discussion of application review, scores, paylines, etc. The Small Business Innovation Research (SBIR) Program ... National Science Foundation (NSF) FY15 Combined SBIR/STTR Budget. SBIR moving to Phase II • Phase I demonstrated feasibility of a tabletized sodium fluorosilicate • Phase II includes −Tablet formulation refinement and full scale production −Prototype packaging to retain product integrity through handling and usage −Large scale testing in at least two PWS −Written protocols for directions and use The SBIR program encourages but does not require cost sharing as part of the commercialization focus of the program. Contract: 2025772. We have also helped clients with high-risk projects with ARPA-E and DARPA. You own: 17% . NSF General Information. Phase II grants are identical for both programs—up to $750,000 for 24 months. NSF SBIR / STTR NSF Deadlines: December, June Directorate for Engineering, Industrial Innovation and Partnerships (Parent SBIR Phase I NSF 17-544) Funding: Phase I up to $225K for 6-12 months Phase II up to $750K over 2 years Scope: Early-stage R&D, for small businesses, based on innovative, National Science Foundation (NSF) $ 202.4 M National Aeronautics and Space Administration (NASA) ... Small Business Innovation Research (SBIR) est. Obtain funding from Program Sponsors; Prepare for Transition Seek Program Sponsorship to Align Grant Proposal Guide, Page II-17, NSF 09-29 Author: Paul McClure Last modified by: Carol Achziger Created Date: 11/28/2012 8:38:00 PM Company: Xidex Other titles: Grant Proposal Guide, Page II-17, NSF … YOU GET: $17M. SBIR Timeline . 6 - 12 mos. SBIR/STTR is a Gated Process w/ Three Phases Phase I Concept Development 6 months > $150,000 Phase II Prototype Development 24 months >$1,000,000 not. SBIR/STTR Phase III is for work that derives from, extends, or logically concludes effort(s) performed under prior SBIR funding agreements and is authorized under 15 U.S.C. We have had a lot of wins with SBIR/STTR proposals and can help you win Phase I and Phase 2 work. Funding is based on the results achieved in Phase I and the scientific and technical merit and commercial potential of the project proposed in Phase II. NSF SBIR (Small Business Innovation Research) Phase II Award, with Inspirit IoT, Inc. 2018 Best Paper Award, IEEE/ACM Intl Conf on Computer-Aided Design, 2018 Keynote Speaker, International Conference on Big Data Analytics & Data Mining, 2018 Overall, the SBIR/STTR programs at NIH provided $805.5 million in FY2014, of which $94.4 million was disbursed by the STTR program. ... (NASA Johnson Space Center SBIR Phase 1, NSF SBIR Phase … $150K - $225K. 2. Review application requirements and prepare to submit required materials. Raises from other investors at a $5M valuation. In addition to his corporate responsibilities, Dan is a proposal/plan writing workshop instructor, Coach of startup clients, and moderator of topic-specific workshops SBIR/STTR Phase II awards normally do not exceed $1,000,000 total costs for 2 years. National Science Foundation (NSF) Figure 1: Funding ... 879 Phase II Awards (1.5 awards per topic, 51.1% of Phase I's convert to Phase II) ... As mentioned previously the SBIR program is a gated three phase program. SBIR Phase II: Development of a Multimodal Interface for improving independence of Blind and Visually-Impaired people ... Agency: National Science Foundation. An SBIR Phase II program review completed this year showed that 73% of SBIR projects secure additional investment beyond their SBIR awards. A company based in New York State has developed a solution using graphene coatings for air purification products that are designed to mitigate the threat of virus infection in confined spaces such as offices and industrial warehouses. FY21 Phase II Release 2 FOA Webinar Slides : LOI (all applicants) Due. Phase: Phase II. SBIR STTR. Commercial Review •All acceptable Phase II SBIR and STTR proposals are reviewed by a committee of ... •Provide a development timeline to bring the innovation to market •The applicable business model (spin-out, license, OEM, etc.) Discussion: NIH Scores-Paylines-Policy-Peer Review (discussion closed) UPDATE 6/2020: I turned off the comment function for this page, so everyone can see all questions and answers in one place (vs trying to track two pages on this blog). NSF Seed Fund accepts proposals in almost any area of science and technology. Once NSF receives a Project Pitch, the cognizant Program Director will review its contents to determine whether the proposed project is a good fit for the NSF SBIR/STTR Phase I program's objectives to support (i) innovative technologies that show promise of commercial and/or societal impact and (ii) involve a level of technical risk. "Rapid Test for Recent HIV Infection" (SBIR Phase II / R44, Forms-B1) Full Application. The EPA anticipates for SBIR Phase II the award of approximately six (6) Phase II awards, each in the amount of $400,000 with a 24-month period of performance. Cognizant Program Officer Receives Proposal and Selects Peer Reviewers. 1540, Sec. The EPA’s obligation under this contract is contingent upon the availability of appropriated funds from which payment for contract purposes can be made. Phase I Level of Effort . At DOE, funding takes the form of grants. Title: PowerPoint Presentation Author: DeyeJ Issued by most federal agencies (eg, DoD, NSF, NIH) Three phases. We were completely new to the grant process but with Phil’s guidance and tremendous grant project management, we were approved for both grants. Review process. In 1976 . This sub-phase is nicknamed the “Valley of Death’. With appropriate justification from the applicant, Congress will allow awards to exceed these amounts. NIH Funding Opportunities and Notices in the NIH Guide for Grants and Contracts: NINDS Renewal Awards of SBIR Phase II Grants (Phase IIB) for Pre-Clinical Research (R44 Clinical Trial Not Allowed) PAR-21-114. Overall, the SBIR/STTR programs at NIH provided $805.5 million in FY2014, of which $94.4 million was disbursed by the STTR program. The application materials will be released during the next application cycle. The objective of Phase II is to continue the R/R&D efforts initiated in Phase I. NIH SBIR/STTR 3-Phase Program Discovery Phase I Feasibility Study Budget Guide: $150K for SBIR and STTR Project Period: 6 months (SBIR); 1 year (STTR) Phase I Development Phase II Full Research/R&D $1M for SBIR and STTR, over two years Phase IIB Competing Renewal/R&D Clinical R&D; Complex Instrumentation/to FDA Many, but not all, IC’s participate Upon receipt of a proposal, Program Officers conduct a preliminary review to ensure completeness and conformance with NSF requirements, which are outlined in PAPPG Chapter II.A, Conformance with Instructions for Proposal Preparation and in PAPPG Chapter II.B, Format of the Proposal. NSF’s deadlines for Phase I small business proposals occur twice annually, in June and December. No matter how great the technology, if … • Marhefka, D. & Dunlosky, J. Only Phase I awardees are eligible for a Phase II award. The $50,000 gave us the ability to exceed the milestones in our NSF grant and make a much stronger demonstration of the technology. The proposed SBIR Phase II project will advance the translation of biocidal enzymes to replace chemical preservatives in consumer products. Special attention is paid to the all-important commercialization aspect of the Phase II plan and proposal. SBIR/STTR: 3-Phase Program PHASE I Feasibility Study $80-225K and 6-month (SBIR) or 12-month (STTR) Award PHASE II Expand on Phase I R&D $750k - $1.5M and 2-year Award PHASE III Commercialization Stage Use of non-SBIR/STTR Funds You own: 17%. Phase II. 108, enacted in Public Law 106-554, as amended by H.R. Wednesday, March 31, 2021 5:00pm ET . The quality, the novelty of the idea, and the overall capabilities of the proposed team to execute the project as proposed are the winning ingredients. FastLane is an interactive real-time system used to conduct NSF business over the internet. Federal funding opportunities published on Grants.gov are for organizations and entities supporting the development and management of government-funded programs and projects. EPIC SBDC helps Globe Biomedical win SBIR Phase I Grant. Timeline (nominal) • Project start date 06_01_2019 • Project end date 12_31_2022. Review and lead DFm and fixture proposal. PHASE 1 The Korean company Genexine started testing the safety of a DNA-based vaccine in June. The EPA’s obligation under this contract is contingent upon the availability of appropriated funds from which payment for contract purposes can be made. Guided Therapeutics. The focus of this project is improving production of the active biocidal enzyme and potentiating its antimicrobial properties. 11 SBIR agencies, is that the awardee applicant must have received, to date, an average of at least $100,000 of sales and/or investments per Phase II award received, or have received a number of patents resulting from the SBIR work equal to or greater than 15% of the number of Phase II awards received during the period. SBIR & STTR: NWBC’s 2020 report on women’s inclusion in the SBIR and STTR programs (America’s Seed Fund) reveals that 14.9% of Phase 1 proposals were submitted by WOSBs and 14.1% of Phase 1 awards were made to WOSBs. Learn how Phase II is different from Phase I, and how to put the Phase II proposal together. Amount: $989,095.00. Typical Timeline for a New Individual Research Project Grant Application (R01) ... υ NSF SBIR/STTR ... SBIR STTR Phase I Phase II Fast-Track S u c c e s s R a t e (%) 24% 44% 27% 43% 28% 22% 981 327 18 61 $563 M SBIR/S TR (set aside $556 95 5. at least: •A basic business plan (plan of attack) •Ideas of revenue streams •A plan to protect IP •A review of the market •Phase II proposals must have a fully fleshed out commercialization plan. Non-dilutive funding to support research & development (R&D) at SME’s. National Science Foundation: STTR PHASE II (#1534669). SBIR Phase II/IIB: Applicants eligible for SBIR Phase II support must have received a previous SBIR Phase I award that is appropriate and relevant to this Phase II FOA (e.g., preclinical studies, planning activities). November 17. During our NSF SBIR Phase II submission development, both Phil and Jan were outstanding at managing the tight timeline and keeping everyone on task. For SBIR the small business must perform 67% of the R&D in Phase I and 50% of the R&D in Phase II. PHASE I and II Certification – Funding Agreement. These different awards are discussed in this chapter. Phase II submissions are permitted between six months and twenty-four months after the start date of the relevant NSF SBIR/STTR Phase I award. Phase II awards projects that expand Phase I … The objective of Phase II is to continue the R/R&D efforts initiated in Phase I. Proposals submitted to the NSF SBIR/STTR Phase I Program in response to this DCL will be reviewed according to the NSF and NSF SBIR/STTR merit review criteria as outlined in the solicitations (Intellectual Merit, Broader Impacts, and Commercial Impact). The Phase II -B Program Works • The Phase IIB Supplement is designed to bridge the funding gap between the end of SBIR Phase II and the start of commercial revenues or investment. pdf) within 10 calendar days of the date of the request to: bfacaarsbir@nsf.gov. 15-15590 (11th Cir. • With a single application you can submit to both SBIR & STTR (if you meet eligibility requirements) • Phase II • Phase I awardees compete Phase II Awards the following year • Awards up to $1,000,000 or $1,500,000 (varies by topic), up to 2 years duration, ~180 per year •Sequential Phase II You own: 14% +12 mo: NEW CO needs to raise another $1.5M. Specific Aims Page- Behold Your Reviewer! Learn more Past Workshops The SBIR and STTR programs are U. S. Government programs, intended to help certain small businesses conduct R&D. Minimum of 40% of the effort must be performed by small business. Submission of SBIR/STTR Phase II Applications (non-"Fast-track") Phase II applications may be submitted on any of the three scheduled receipt dates identified below, either before or after expiration of the Phase I budget period. OSCR guides you from the beginning of SBIR Phase I preparation all the way to Phase II Proposal Development Assumptions (since we only have 110 minutes…) Phase II Planning Review of Key Proposal Components Elements of a Commercialization Plan To be covered: Introduction to SBIR/STTR You meet the Phase II eligibility requirements Eligible small business The small business has company controlled research facilities Participation with Research Entity optional mandatory Small Bus participation Phase I - Min 67% 40% Subcontractor participation Phase I - Max 33% 60% Subcontractor participation Phase I - Min 0.0% 30% PI Employer SB SB or RE* These different awards are discussed in this chapter. NSF SBIR/STTR Logistics 12 •SBIR and STTR solicitations released twice per year (in Sept. and March) •Proposal deadlines are ~ 3 months after solicitation release (Dec. and June) •Decision made 4-5 months after proposal receipt •Cash in the bank 6 months after proposal receipt •Phase II decision about 12-18 months after Phase I starts The STTR program is slated to expire on Sept. 30, 2022 ... Decision Timeline: 1 month for the agency to review the proposal. Agency Tracking Number: 2025772. Proposals received by the NSF SBIR/STTR Program are assigned to appropriate topics where they will be reviewed if they meet NSF proposal preparation requirements and are in compliance with the program announcement, solicitation or Dear Colleague Letter (supplements). Design and Implementation of Immersive Representations of Practice. Applicants impacted by COVID-19 that are unable to meet this deadline may request submission under the FY 2022 Phase II Release 1 FOA. National Science Foundation - Small Business Innovation Research - 18F/nsf-sbir Phase II Prototype $ 500k or $750k/24 mos. NEW CO is acquired for $100M. US Small Business Administration (SBA) oversees the ~$4 billion annually SBIR (Small Business Innovation Research) and STTR (Small Business Technology Transfer) grant program. Target Dates: dates after which proposals will still be accepted, although they may miss a particular panel or committee meeting.. 2015. Phase I awards up to approximately $250,000 are for concept development and validation, span about six to 18 months. Table 2-1 shows the number of awards and amount of funding provided through Phase I, Phase II, and Fast Track for SBIR/STTR in fiscal year (FY) 2014. • Phase I/II – Financial guidance for developing indirect cost rate, budget and initial award support • Phase II – Same as above and adds market research support as well as commercialization plan development SBIR/STTR Technical Assistance is offered on an on-going basis year-round Maximum of 1/3 of the effort may be performed by consultants and/or subcontractors. (based on solicitation) Phase III Average dollar amount of all 2010 SBIR Phase I & II Awards (in thousands) Average dollar amount of all 2010 STTR Phase I & II Awards (in thousands) USDA DOC DOD ED DOE HHS DHS DOT EPA NASA NSF P1 87.02 92.92 87.26 89.20 100.2 266.7 106.7 99.29 69.09 99.51 155.9 Please keep in mind that DOE will allow you to list up to $15,000 in a Phase II proposal as a legitimate expense for IP protection. Grant Applications (Parent SBIR PA -16 302) Phase I: up to $225,000 up to 6 months Phase II: up to $1.5 million up to 2 years Omnibus Solicitation of the NIH for Small Business Technology Transfer Grant Applications (Parent STTR PA-16-303) Phase I: up to $225,000 up to 1 year Phase II: up to $1.5 million up to 2 years February 1, 2017 21/39 Fund via an SBIR Phase II. If you ask for too little money given the work proposed, reviewers will see the application as naïve. Since 2006, Dan Suhr has been instrumental in securing and performing SBIR Phase I and II grants from the NIH, NSF, and USDA for employers, clients and his own company. All costs must be allowable, reasonable, and necessary. R44: Small Business Innovation Research (SBIR) Grant, Phase II and Fast-Track: supports in-depth development of R&D ideas for which feasibility was established in Phase I projects and which may ultimately lead to a commercial product or service. Topic Generation & Review . A university or a national lab Deliverable: Prototype. PHASE I and II Certification – Life Cycle Submissions. The objective of Phase III is for the small business to pursue commercialization objectives resulting from the Phase I/II activities. the SBIR/STTR program helps the United States remain the world’s technology leader. NSF SBIR/STTR Budget & Phases • Award Budget ~ $177M NSF SBIR/STTR • NSF does not allocate budgets by topic. Phase II submission PD provides 10-day lead time to submit initial package of financial info No revised budgets accepted after this point Additional info requests from CPAs last for up to 8 weeks, with potentially short turnarounds Most communication will be with CPA firm contracted by NSF. NSF SBIR / STTR NSF Deadlines: December, June Directorate for Engineering, Industrial Innovation and Partnerships (Parent SBIR Phase I NSF 17-544) Funding: Phase I up to $225K for 6-12 months Phase II up to $750K over 2 years Scope: Early-stage R&D, for small businesses, based on innovative, We only have a few weeks left on our NSF Phase II award and we are expecting (to file) an extension for the grant. for basic research. SBIR/STTR Grant Application Assistance - Proposal development and submission support for SBIR/STTR funding which ranges from $150,000-$225,000 for Phase I and $750,000+ for Phase II. In phase II, they would like to see some sort of preclinical model, so out of rodents and into either a large animal model or into patients. In accordance with guidance from the SBA, HHS, including NIH, SBIR/STTR Programs are implementing the Phase II to Phase III Commercialization Rate benchmark for Phase I applicants, as required by the SBIR…

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